Compliance Job in Groww

Position: Compliance

Location: Mumbai

About Groww Mutual Fund

Groww Mutual Fund, formerly Indiabulls Mutual Fund, offers a diverse range of mutual fund schemes tailored to meet the unique needs and financial goals of investors. Backed by Groww Invest-Tech Private Limited, we provide a mix of equity, debt, and hybrid funds.

Our core values revolve around simplicity, transparency, and a relentless focus on long-term wealth creation. We seek out investment opportunities that combine robust growth potential with sound fundamentals, ensuring our investors financial goals are met with clarity and precision.

Our Mission

Our primary goal is to generate steady, long-term wealth for our investors. We are committed to identifying new opportunities and designing innovative schemes that help our investors capitalize on growth prospects, all while maintaining a strong focus on consistency and risk management.

What We Stand For

• Simplicity & Transparency: We communicate with investors in a clear, jargon-free manner, ensuring 100% transparency in performance, strategy, and challenges.
• Consistent Wealth Creation: We prioritize sustainable wealth growth, carefully selecting assets that consistently deliver long-term returns.
• Customer-Centric Approach: Every decision we make is focused on the needs of our investors. From personalized products to ongoing support, we put our customers at the core of everything we do.
• Innovation: We re constantly evolving our offerings to meet diverse risk appetites, time horizons, and liquidity needs.

Our team is driven by a spirit of passion, commitment, and innovation, and every member takes ownership in shaping the future of wealth management. If you're looking to join a dynamic environment that challenges the status quo, we d love for you to be part of our journey.

Role Overview

As a Compliance professional, you will be responsible for managing and overseeing compliance-related activities at Groww Mutual Fund. You will work closely with various departments to ensure adherence to SEBI, AMFI regulations, and internal policies, while ensuring that all reporting and surveillance systems are functioning seamlessly.

Key Responsibilities

• Daily Compliance Operations: Manage day-to-day compliance activities, including ad-hoc reporting in line with SEBI and AMFI regulations.
• Policy Management: Review and prepare compliance-related policies and procedures for annual review.
• Audit Coordination: Coordinate with internal auditors to facilitate compliance audits.
• Regulatory Reporting: Ensure compliance with PMLA guidelines, including STR reporting.
• Surveillance System Review: Review alerts generated from surveillance systems and investigate as necessary.
• Tracker Maintenance: Maintain trackers for daily SEBI recovery orders and folio freezing orders, ensuring prompt and accurate action.
• PIT Compliance: Track and manage PIT (Prohibition of Insider Trading) approvals.
• Website Compliance Monitoring: Ensure compliance with regulatory requirements concerning website content.
• Marketing Material Compliance: Support the compliance review and clearance of marketing materials.
• Policy Tracker & Compliance Review: Maintain an up-to-date policy tracker and ensure all policies are in compliance.
• Committee and Board Support: Assist in preparing agendas and documentation for compliance-related committee and board meetings.

Required Skills & Expertise

• Education: Bachelor's degree in Business Administration, Law, Finance, or a related field. Advanced degrees are a plus.
• Experience: Minimum 4 years of experience in compliance, regulatory affairs, or a related field.
• Knowledge: Strong understanding of SEBI, AMFI regulations, and PMLA guidelines.
• Analytical Skills: Strong attention to detail and excellent analytical thinking capabilities.
• Communication: Effective verbal and written communication skills, capable of conveying complex compliance concepts clearly.
• Technical Proficiency: Proficiency in Microsoft Office Suite and relevant compliance software tools.

If you have a strong regulatory background, attention to detail, and a passion for maintaining high compliance standards, we invite you to apply and join a forward-thinking team that s making a real impact in India s wealth management industry.