BriefCase
BriefCase

Compliance Executive Job in Jhaveri Securities

Compliance Executive

Jhaveri Securities 4+ weeks ago
Apply Now
Job Summary

Job Title: Compliance Executive

Department: Compliance

Location: Vadodara

Key Responsibilities

  • Ensure compliance with all SEBI, stock exchange, and client regulatory requirements.
  • Handle SEBI and Exchange inspections and coordinate audit responses.
  • Liaise with internal departments and associates to ensure timely submission of data and reports as per SEBI/Exchange deadlines.
  • Stay updated with the latest amendments and regulatory changes issued by SEBI and Exchanges.
  • Collaborate with internal auditors to review and address audit observations and ensure implementation of recommendations.

Qualifications

  • Minimum Graduate in any discipline
  • NISM Certification (including NISM Compliance module) is mandatory

Experience

  • Minimum 3 years of relevant experience in compliance within the financial services or securities industry

Qualification :
Graduate in any discipline
Experience Required :

Minimum 3 Years

Vacancy :

2 - 4 Hires

Apply Now
Similar Jobs for you