Manager Compliance Job in Ujjivan Small Finance Bank Ltd

• Establish and continuously improve a consistent compliance framework for the identification, management, monitoring and reporting of Compliance risks and issues.
• Eye for detail and expertise in performing banking compliance functions, advisory and testing.
• Understanding of Regulatory laws, regulatory strategies especially in the areas of Retail Forex & Loans in the Treasury Compliance.
• Adequate exposure to the Compliance Monitoring and Testing framework and implementation

1. PRIMARY RESPONSIBILITIES

Financial / Business

• Continuously improve a consistent compliance framework for the identification, management, monitoring and reporting of Compliance risks and issues.
• Identification and prioritization of compliance issues. Adherence to policies, procedures, processes, checklists, controls and inputs for training programs
• Assist in the Implementation of compliance plans in developing risk registers covering various activities of the bank
• Assist with the compliance risk assessment process ensuring that the compliance risks are appropriately identified and assessed
• Adequate exposure to the Compliance Monitoring and Testing framework and implementation

Customer

• Communicating with regulators and assisting with regulatory enquiries and inspections
• Handling compliance monitoring tools and supportbranches & various units of the Bank to promote the Compliance culture
• Provide functional support to internal departments in areas of compliance with regulatory bodies, dissemination of circulars issued by regulators etc

Internal Processes

• Monitor the compliance at Department and Organisation level
• Interpret data, perform fair and responsible banking analysis and validate results
• Conduct compliance risk reviews and provide guidance for risk assessment in various business areas and evaluate effectiveness of internal control system. Testing, monitoring and investigations related to banking compliance
• Review of new / modifications of products and processes

Learning & Performance

• Keep updated with the best practices of compliance and governance frameworks, methodologies and emerging practice, compliance monitoring and risk assessments
• Train personnel to ensure that they understand their responsibilities in complying with regulations. Provide compliance monitoring trainings to relevant Department and other nodal officers in departments
• Keep abreast of the latest changes, if any, in the regulatory environment pertaining to the SFBs
• Monitoring and Testing capabilities for all Business, Support and Control functions.

Interested candidates,please send resumes to [email protected]